Job Information
Morgan Stanley Associate - Senior Investor Oversight Risk (Wealth Management) in Mumbai, India
Company Profile
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic.
Department Profile
The Wealth Management Senior Investor Oversight Group is a team within the Wealth Management Core Financial Advisor Surveillance and Risk Management unit. The team is responsible for reviewing, responding, and assisting field risk in mitigating matters regarding potential senior or vulnerable elder abuse, financial exploitation and/or diminished capacity. The candidate should be familiar with the financial services industry business practices. The candidate will collaborate closely with Wealth Management Field Risk, Fraud Operations and Client Services to coordinate action steps to mitigate client and firm risk. Other responsibilities include but are not limited to the following:
Primary Responsibilities
- Review and action high risk alerts, indications of risk, and ad hoc data sets to identify potential concerns of senior or vulnerable adult financial exploitation, diminished capacity, or other concerns affecting Morgan Stanley's senior or vulnerable clients.
- Escalate events and collaborating with Risk and Fraud to mitigate risks.
- Report and notify events of exploitation.
- Analyze, gather, and format complex date sets.
Qualifications - * o 3 years' experience in the financial industry or consultancy space. o Exceptional verbal and written communication skills. o Strong quantitative and analytical skills. o Basic knowledge of Brokerage and Bank business and the various lines of business. o Ability to work well with colleagues across a diverse range of working groups in a fast-paced environment. o Advanced proficiency in MS Office, PowerPoint, Excel, VISIO o Excellent problem-solving and business judgment. o Strong organizational, planning and time management skills. o Bachelor's Degree or equivalent
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximise their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.
Job: *Wealth Management
Title: Associate - Senior Investor Oversight Risk (Wealth Management)
Location: Non-Japan Asia-India-India-Mumbai (MSA)
Requisition ID: 3254208