Job Information
Morgan Stanley MSIM China, Internal Audit Manager, Shenzhen in Shenzhen, China
We’re seeking someone to join our team as the Head of Internal Audit to provide audit coverage for the Firm's China investment management business. The successful candidate will perform audits independently across all Firm's functions.
The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley’s system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm’s risk management framework to foster continual improvement of risk management processes.
This is a Director level position within the Business Audit, which is responsible for inspecting controls in front, middle and back offices.
Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.
Morgan Stanley Investment Management China (MSIM China) strives to provide diverse investment management services to a full spectrum of clients across both individual and institutional investors. Established as a joint venture in 2008, MSIM China became fully owned by Morgan Stanley Investment Management in 2023.
Benefiting from the global perspective and risk management capability of Morgan Stanley, MSIM China has established a variety of mutual fund and private fund portfolios covering fixed income, active equity, quantitative equity, multi-asset and sustainable investing strategies. Our portfolios have won many prestigious awards, including Morningstar Awards and Golden Bull Awards, which is a testament to our expertise and capabilities.
Interested in joining a team that’s eager to create, innovate and make an impact on the world? Read on…
What you’ll do in the role:
Formulate and lead a wide range of assurance activities to assess risks within coverage area and the state of controls in place to mitigate them
Proactively identify risk and emerging risk, and factor into assurance coverage
Articulate actionable insights to management regarding criticality and impact of risks to the business
Effectively partner with colleagues and stakeholders (e.g., board, risk committees, regulators) globally to drive effective working relationships
Align projects and initiatives with department and coverage area priorities, and oversee team’s execution of deliverables in accordance with audit methodology and quality standards
What you’ll bring to the role:
Advanced knowledge of industry, global markets and regulations relevant to coverage area
Strong understanding of audit principles, methodology, tools and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
Ability to articulate risk and impact clearly and succinctly to different audiences
Effective change and project management techniques and ability to support teams in adapting new ways of working
Ability to leverage and analyze data to inform focus and views on risk
Ability to coach and mentor others and create an inclusive work environment for team
Flexibility to occasionally travel within China
Fluentknowledge of written and spoken English and Chinese
Bachelor's degree (preferably in accounting/finance) and post-graduate professional qualification preferred (e.g., CPA, CIA, CISA, CFA, etc.)
Generally, we would expect to find the skills required for this role in individuals with at least 6-8 years’ relevant experience(e.g., risk management, compliance, operational risk, technology risk management) within an investment management firm or financial institution.
Job: *Other
Title: MSIM China, Internal Audit Manager, Shenzhen
Location: Non-Japan Asia-China-Guangdong-Shenzhen
Requisition ID: 3248992